As the trusted guardian and compliance troubadour, John held the title of Chief Compliance Officer for an impressive 15 years. He skillfully leads a team of 35 dedicated associates, while continually steering Sigma Financial and Parkland Securities toward compliance excellence and maintaining the firm’s integrity. With the baton of leadership in hand, he oversees firm regulatory communications, branch office audits, sales supervision, and communications with the public review – orchestrating our firm’s dedication to compliance excellence in an ever-changing landscape.
John, being an avid Pearl Jam enthusiast, owns enough memorabilia to open his own museum. He is also incredibly active and enjoys pounding the pavement with a brisk run, pumping iron at the gym, and engaging in a lively match of volleyball. Watch out for his spike – he’s not one to back down from a friendly competition. To wind down, there’s nothing quite like being on the serene beaches of Hawaii, where he can bask in the warm sun, listen to the soothing sounds of the waves (and maybe some Pearl Jam), and get lost in the pages of an autobiography.